Compliance Expert on Financial Services
金融領域的合規專家
Compliance Expert on Financial Services
金融領域的合規專家
金融領域的合規專家
金融領域的合規專家
Our team has a proven track record of efficiently and as seamlessly as possibly obtaining all type licences under SFC and registrations for financial services firms in Hong Kong.
Our SFC licensing specialists help our clients on the following:
思行客的團隊成員在協助香港金融服務公司獲取牌照和註冊方面有著良好的記錄，且擁有豐富的經驗申請證券及期貨事務監察委員會（證監會）的牌照。我们提供證監會牌照申請服務。
為客戶申請證監會牌照提供以下服務：
We provide on-going support to assist licensed firms and licensed ndividuals to meet their licensing obligations. Our on-going support focuses on high value added and customized services to address specific needs of licensed firms and licensed individuals:
思行客提供持續性支持，協助持牌公司和持牌個人履行其持牌義務。我们的持續支持主要圍繞高附加值和訂制化服務，以滿足持牌公司和持牌個人的特定需求：
Think Matrix offers clients mock onsite compliance reviews. Our team prepares a detailed document checklist and conduct interviews with employees in your company to go through compliance and operational issues to ensure compliance with regulations.
We provide you with advice on areas:
思行客為客戶提供模擬現場審查。我們的團隊會準備一份詳細的文件清單，並會見貴公司的員工，討論合規和運營問題，確保符合法規。
我們會在以下領域為你提供建議:
Think Matrix offers a wide variety of training programs to meet each client’s specific needs.
Our training programs include:
Our training topics cover:
思行客提供各種培訓計劃，以滿足每位客戶的特定需求。
我們的培訓計劃包括：
我們的培訓主題涵蓋：
Our team leader has a proven track record of delivering practical and tested compliance solutions to over 30 SFC licensed corporations with over 10 years’ industry experience in a variety of functions across financial industry.
思行客的團隊骨幹為30多家證監會持牌公司提供實用且經過驗證的合規解決方案，具備超過10年的申牌經驗。
Advising 2 top-tier public fund manager from Mainland China to obtain SFC Type 1, 4 and 9 licences in Hong Kong
為兩家中國內地頂級公募基金管理人獲得香港證監會第1、4、9類牌照提供顧問服務
Obtaining SFC Type 4 and 9 licenses for 2 single-family offices with average AUM over US$2 billion
為兩家平均資產管理規模超過20億美元的單一家族辦公室取得香港證監會第4、9類牌照
Obtaining SFC Type 1, 4 and 9 licenses for 3 multi-family offices in Hong Kong
為三家聯合家族辦公室取得香港證監會第1、4、9類牌照
Advising a state-owned enterprise to acquire an SFC Type 4 and 9 licensed corporation in Hong Kong
為某國營企業收購證監會第4、9類持牌法團提供顧問服務
Advising an online stock brokerage startup backed by several famous venture capital investors to obtain SFC Type 1 license and HKEX exchange participant in Hong Kong
為一家由著名投資者支持的證券公司取得香港證監會第1類牌照和香港交易所參與者提供顧問服務
1602, On Hong Commercial Building, 145 Hennessy Road, Wanchai, Hong Kong
Important Information
Please note that in providing consulting services, Think Matrix Ltd is not providing legal or accounting services to any clients, companies or individuals. Think Matrix Ltd, including their consultants and any of their representatives, do not hold themselves out as lawyers or legal practitioners or accountants rendering these services in any jurisdictions.
重要通知
請注意，思行客有限公司在為客戶提供咨詢服務時，不會向任何客戶，企業或個人提供法律或會計咨询服務。 思行客有限公司，包括其顧問和任何代表，不會在任何司法區域内，以律師，執業律師或會計師身份提供任何服務。
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